Personnel Hong Kong SFC License Details (ID 107730)

Personnel Hong Kong SFC License Details (ID 107730)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2004-10-21	2005-05-12
QUAM FUTURES LIMITED	Rep	Dealing in futures contracts	2004-03-23	2005-05-12
Quam Securities Limited	Rep	Dealing in securities	2004-03-23	2005-05-12
SOUTH CHINA COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2004-01-16
	Rep	Asset management	-	2004-01-16
	Rep	Dealing in futures contracts	-	2004-02-05
SOUTH CHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-16
	Rep	Advising on securities	-	2004-01-16
	Rep	Asset management	-	2004-01-16
	Rep	Providing automated trading services	-	2004-01-16
	Rep	Dealing in securities	-	2004-02-05