Personnel Hong Kong SFC License Details (ID 107731)

Personnel Hong Kong SFC License Details (ID 107731)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Point72 Hong Kong Limited	Rep	Asset management	2009-01-05	2010-05-31
Samsung Asset Management (Hong Kong) Limited	Rep	Asset management	2008-09-12	2008-12-19
	Rep	Advising on securities	2008-07-28	2008-12-19
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2006-11-02	2008-06-13
	Rep	Dealing in securities	2006-11-02	2008-06-13
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2006-11-02	2008-06-13
	Rep	Dealing in securities	2006-11-02	2008-06-13
Vision Capital Investment Management Limited	Rep	Dealing in securities	2004-08-04	2006-10-19
	Rep	Asset management	2004-06-09	2006-10-19
SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED	Rep	Asset management	2003-05-12	2003-12-31