Personnel Hong Kong SFC License Details (ID 107738)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2021-07-12	2021-11-15
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2019-10-02	2020-05-15
	Rep	Asset management	2019-10-02	2020-05-15
Avenue Family Office Limited	Rep	Advising on securities	2019-10-02	2020-05-15
	Rep	Asset management	2019-10-02	2020-05-15
	Rep	Dealing in securities	2019-10-02	2020-05-15
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2003-10-09	2003-11-26