Personnel Hong Kong SFC License Details (ID 107777)

Personnel Hong Kong SFC License Details (ID 107777)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Halbis Capital Management (Hong Kong) Limited	Rep	Dealing in securities	2011-06-16	2011-06-30
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2011-06-16	2011-06-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2011-06-16	2011-06-30
Halbis Capital Management (Hong Kong) Limited	Rep	Dealing in securities	2010-03-26	2010-04-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2010-03-26	2010-04-08
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-03-26	2010-04-08
	Rep	Dealing in securities	2007-10-25	2007-11-25
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-04-27
	Rep	Advising on securities	-	2004-04-27
	Rep	Asset management	-	2004-04-27
	Rep	Dealing in securities	-	2004-04-27