Kim, Hyung Kon

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2013-11-18	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2004-12-02	2006-07-02
	Rep	Advising on securities	2003-04-01	2004-08-31
	Rep	Asset management	2003-04-01	2004-08-31
	Rep	Advising on corporate finance	2003-04-01	2006-07-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2013-11-18	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2004-12-02	2006-07-02
	Rep	Advising on securities	2003-04-01	2004-08-31
	Rep	Asset management	2003-04-01	2004-08-31
	Rep	Advising on corporate finance	2003-04-01	2006-07-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.