Personnel Hong Kong SFC License Details (ID 107859)

Personnel Hong Kong SFC License Details (ID 107859)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Asset Management Limited	Rep	Advising on securities	2010-03-22	2011-07-18
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-22	2011-07-18
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2010-03-22	2011-07-18
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2009-08-06	2010-03-07
	Rep	Dealing in securities	2009-08-06	2010-03-07
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-04-25	2008-05-13
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-04-25	2008-05-13