| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-11-25 | 2005-06-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-11-25 | 2005-06-10 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-02-24 | 2004-11-24 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-24 | 2004-11-24 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2003-11-07 |
| Rep | Asset management | - | 2003-11-07 |
| Rep | Dealing in futures contracts | - | 2003-11-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2003-11-07 |
| Rep | Advising on securities | - | 2003-11-07 |
| Rep | Asset management | - | 2003-11-07 |
| Rep | Dealing in securities | - | 2003-11-11 |