| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2023-07-26 | - |
| Rep | Asset management | 2023-07-26 | - | |
| Rep | Dealing in futures contracts | 2023-07-26 | - | |
| Rep | Dealing in securities | 2023-07-26 | - | |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-11-19 | 2023-07-10 |
| Rep | Asset management | 2019-10-09 | 2023-07-10 | |
| WINNINGTON CAPITAL LIMITED | Rep | Asset management | 2014-12-09 | 2019-08-16 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2014-11-24 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-10-06 | 2014-11-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-30 | 2011-06-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-14 | 2011-06-18 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2009-11-11 | 2010-06-30 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-03-29 | 2009-11-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-09-09 | 2006-03-24 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-12 | 2005-09-01 |
| TOYO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-22 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-22 | |
| Rep | Asset management | 2003-04-01 | 2003-12-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-10 |
No HKMA registrations in the collected records.