Personnel SFC Licences and HKMA Registrations (ID 107888)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-30	2010-03-16
	RO	Advising on securities	2007-06-01	2010-03-16
	Rep	Advising on securities	-	2007-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.