Personnel Hong Kong SFC License Details (ID 107892)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-01-04	2011-08-20
	Rep	Dealing in futures contracts	2010-01-04	2011-08-20
	Rep	Dealing in securities	2008-10-10	2011-08-20
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2004-07-28	2008-09-29