Personnel SFC Licences and HKMA Registrations (ID 107933)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VMS Asset Management Limited	RO	Advising on securities	2023-06-28	-
	RO	Asset management	2023-06-28	-
	Rep	Advising on securities	2023-06-14	2023-06-28
	Rep	Asset management	2023-06-14	2023-06-28
VMS Securities Limited	Rep	Dealing in securities	2023-06-14	-
STARR INTERNATIONAL COMPANY (ASIA), LIMITED	Rep	Advising on securities	2006-05-16	2008-04-30
	Rep	Asset management	2006-05-16	2008-04-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-10-18	2005-10-05
	Rep	Dealing in securities	2003-10-18	2005-10-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.