Personnel Hong Kong SFC License Details (ID 107942)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB Securities Limited	RO	Advising on securities	2021-06-28	2023-09-01
	RO	Asset management	2021-06-28	2023-09-01
	RO	Dealing in securities	2021-06-28	2023-09-01
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2003-12-30
	Rep	Asset management	-	2003-12-30
	Rep	Advising on securities	-	2004-03-30