Personnel Hong Kong SFC License Details (ID 107945)

Personnel Hong Kong SFC License Details (ID 107945)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2012-06-04	2014-03-01
	Rep	Dealing in securities	2012-06-04	2014-03-01
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-04-14	2005-09-06
	Rep	Advising on corporate finance	2003-12-11	2005-09-06
	Rep	Advising on securities	2003-12-11	2005-09-06
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2003-08-02
	Rep	Advising on securities	-	2003-08-02
	Rep	Providing automated trading services	-	2003-08-02
	Rep	Dealing in securities	-	2003-08-02