Personnel Hong Kong SFC License Details (ID 107969)

Personnel Hong Kong SFC License Details (ID 107969)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mackenzie Investments Asia Limited	RO	Dealing in securities	2019-12-17	-
	RO	Advising on securities	2014-09-15	-
	RO	Asset management	2014-09-15	-
BLACKROCK (HONG KONG) LIMITED	RO	Advising on securities	2007-05-11	2011-08-04
	RO	Asset management	2007-05-11	2011-08-04
	RO	Dealing in securities	2007-05-11	2011-08-04
	Rep	Advising on securities	2007-01-29	2007-05-11
	Rep	Asset management	2007-01-29	2007-05-11
	Rep	Dealing in securities	2007-01-29	2007-05-11
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	RO	Dealing in securities	2006-08-08	2006-12-05
	RO	Advising on securities	2003-04-01	2006-12-05
	RO	Asset management	2003-04-01	2006-12-05