Personnel Hong Kong SFC License Details (ID 107975)

Personnel Hong Kong SFC License Details (ID 107975)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2005-06-23	2007-01-02
EMPEROR CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2004-09-13	2007-01-02
	Rep	Advising on corporate finance	2004-08-02	2004-09-13
	Rep	Advising on securities	2004-08-02	2005-06-16
BARON ASIA LIMITED	RO	Advising on corporate finance	2004-06-10	2004-07-20
	Rep	Advising on corporate finance	2004-05-24	2004-06-10
NOUVELLE CAYENNA INNOVATION LIMITED	Rep	Advising on corporate finance	-	2004-04-20