Personnel Hong Kong SFC License Details (ID 10797562)

Personnel Hong Kong SFC License Details (ID 10797562)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2024-04-18	-
	Rep	Asset management	2024-04-18	-
	Rep	Dealing in futures contracts	2024-04-18	-
	Rep	Dealing in securities	2024-04-18	-
Eddid Securities and Futures Limited	Rep	Advising on securities	2022-06-29	2024-02-22
	Rep	Asset management	2022-06-29	2024-02-22
	Rep	Dealing in futures contracts	2022-06-29	2024-02-22
	Rep	Dealing in securities	2022-06-29	2024-02-22
Lego Asset Management Limited	Rep	Advising on securities	2020-08-24	2022-01-01
	Rep	Asset management	2020-08-24	2022-01-01
Lego Securities Limited	Rep	Dealing in securities	2018-09-11	2022-01-01
OnePlatform Asset Management Limited	Rep	Dealing in securities	2017-05-23	2018-07-17