Personnel Hong Kong SFC License Details (ID 107981)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STANDARD &AMP; POOR'S, LLC	Rep	Advising on securities	2004-07-20	2007-05-02
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2004-01-19
	Rep	Advising on securities	-	2004-07-09