Personnel Hong Kong SFC License Details (ID 107996)

Personnel Hong Kong SFC License Details (ID 107996)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-07-06	2010-06-08
	Rep	Advising on securities	2007-07-06	2010-06-08
	Rep	Dealing in futures contracts	2007-06-29	2010-06-08
	Rep	Dealing in securities	2007-06-29	2010-06-08
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2007-04-20
	Rep	Dealing in securities	-	2007-04-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2007-04-20
	Rep	Dealing in futures contracts	-	2007-04-20