Personnel Hong Kong SFC License Details (ID 108001)

Personnel Hong Kong SFC License Details (ID 108001)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOSC International Securities Limited	Rep	Dealing in securities	2023-03-16	2023-06-14
BOSC International Company Limited	Rep	Dealing in securities	2017-04-06	2023-05-17
KCG SECURITIES ASIA LIMITED	Rep	Advising on securities	2013-07-16	2015-10-07
	Rep	Dealing in securities	2013-07-16	2015-10-07
Tiger Securities Asset Management Company Limited	Rep	Advising on securities	2013-05-10	2013-05-24
	Rep	Dealing in securities	2013-05-10	2013-05-24
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2005-03-11
	Rep	Asset management	-	2005-03-11
	Rep	Providing automated trading services	-	2005-06-03
	Rep	Advising on securities	-	2013-04-25
	Rep	Dealing in securities	-	2013-04-25
METRO CAPITAL FUTURES LIMITED	Rep	Asset management	-	2005-03-11
	Rep	Advising on futures contracts	-	2013-04-25
	Rep	Dealing in futures contracts	-	2013-04-25