Personnel Hong Kong SFC License Details (ID 108026)

Personnel Hong Kong SFC License Details (ID 108026)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-05-10	2019-08-13
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2017-05-17	2019-08-13
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2007-11-23	2007-11-30
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2005-08-11	2006-02-12
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-09-03	2005-06-24
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-10-09
	Rep	Asset management	-	2003-10-09
	Rep	Dealing in futures contracts	-	2003-10-09