Personnel Hong Kong SFC License Details (ID 108072)

Personnel Hong Kong SFC License Details (ID 108072)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-07-18	2008-10-23
HSBC STRUCTURED FUNDS (ASIA) LIMITED	Rep	Advising on securities	2004-05-15	2005-06-30
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-10
	Rep	Asset management	-	2004-07-27
	Rep	Advising on securities	-	2005-06-30
	Rep	Dealing in securities	-	2005-06-30
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-10
	Rep	Advising on securities	-	2003-12-10
	Rep	Asset management	-	2003-12-10
	Rep	Dealing in securities	-	2005-06-30
HSBC STRUCTURED FUNDS (ASIA) LIMITED	Rep	Advising on futures contracts	-	2003-12-10
	Rep	Dealing in futures contracts	-	2003-12-10
	Rep	Asset management	-	2005-06-30