Personnel Hong Kong SFC License Details (ID 108100)

Personnel Hong Kong SFC License Details (ID 108100)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA PACIFIC INVESTMENT ADVISORS LIMITED	Rep	Advising on corporate finance	2014-04-25	2025-01-17
	Rep	Advising on securities	2014-04-25	2025-01-17
	Rep	Asset management	2014-04-25	2025-01-17
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-08-30	2008-05-16
	Rep	Advising on securities	2005-08-30	2008-05-16
	Rep	Dealing in securities	2005-08-30	2008-05-16
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-08-30	2008-05-16
	Rep	Advising on securities	2005-08-30	2008-05-16
	Rep	Dealing in securities	2005-08-30	2008-05-16