Chan, Hoi Yan (SFC:AFZ453) 陳凱茵
SFC ID:AFZ453
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHUI ON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2024-05-28 | - |
| RO | Asset management | 2024-05-28 | - | |
| RO | Dealing in securities | 2024-05-28 | - | |
| Rep | Dealing in securities | 2024-05-08 | 2024-05-28 | |
| Rep | Advising on securities | 2024-03-28 | 2024-05-28 | |
| Rep | Asset management | 2024-03-28 | 2024-05-28 | |
| IRIDIUM CAPITAL LIMITED (HK) | RO | Advising on securities | 2020-01-08 | 2023-11-03 |
| RO | Asset management | 2020-01-08 | 2023-11-03 | |
| China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2017-08-08 | 2019-01-17 |
| IRIDIUM CAPITAL LIMITED (HK) | Rep | Advising on securities | 2015-07-13 | 2016-04-30 |
| Rep | Asset management | 2015-07-13 | 2016-04-30 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2007-07-24 | 2008-10-18 |
| Rep | Advising on corporate finance | 2006-06-12 | 2007-07-24 | |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2004-03-23 | 2006-05-26 |
| SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-25 | 2004-03-02 |
No HKMA registrations in the collected records.