Personnel Hong Kong SFC License Details (ID 108227)

Personnel Hong Kong SFC License Details (ID 108227)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	Rep	Asset management	2026-06-12	2026-09-04
AP Capital Management (Hong Kong) Limited	Rep	Advising on futures contracts	2026-02-10	2026-05-31
	Rep	Advising on securities	2026-02-10	2026-05-31
	Rep	Asset management	2026-02-10	2026-05-31
	Rep	Dealing in futures contracts	2026-02-10	2026-05-31
	Rep	Dealing in securities	2026-02-10	2026-05-31
Welwing Capital Group Limited	Rep	Asset management	2024-01-29	2025-01-23
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-09-04	2010-04-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-09-04	2010-04-10
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-30
	Rep	Advising on securities	2003-04-01	2003-06-30
	Rep	Providing automated trading services	2003-04-01	2003-06-30
	Rep	Dealing in securities	2003-04-01	2003-06-30