Personnel Hong Kong SFC License Details (ID 108240)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2012-01-19	2012-07-10
	Rep	Advising on securities	2012-01-19	2012-12-04
	Rep	Dealing in securities	2012-01-19	2012-12-04
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2004-10-11	2006-06-28
	Rep	Dealing in securities	2004-10-11	2006-06-28
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	-	2004-01-06
	Rep	Advising on securities	-	2004-01-06
	Rep	Asset management	-	2004-01-06