| Planetree Securities Limited | RO | Leveraged foreign exchange trading | 2025-06-03 | - |
| Planetree Research Limited | RO | Advising on futures contracts | 2023-09-27 | - |
| RO | Advising on securities | 2023-09-27 | - |
| Planetree Asset Management Limited (HK) | RO | Asset management | 2023-02-20 | - |
| Planetree Discount Lending Limited | RO | Securities margin financing | 2023-02-20 | - |
| Planetree Futures Limited | RO | Dealing in futures contracts | 2023-02-20 | - |
| Planetree Securities Limited | RO | Providing automated trading services | 2023-02-20 | - |
| RO | Dealing in securities | 2023-02-20 | - |
| Planetree Asset Management Limited (HK) | Rep | Asset management | 2022-12-20 | 2023-02-20 |
| Planetree Discount Lending Limited | Rep | Securities margin financing | 2022-12-20 | 2023-02-20 |
| Planetree Futures Limited | Rep | Dealing in futures contracts | 2022-12-20 | 2023-02-20 |
| Planetree Securities Limited | Rep | Providing automated trading services | 2022-12-20 | 2023-02-20 |
| Rep | Dealing in securities | 2022-12-20 | 2023-02-20 |
| I-ACCESS INVESTORS LIMITED | RO | Leveraged foreign exchange trading | 2021-04-12 | 2022-07-14 |
| RO | Advising on futures contracts | 2020-01-22 | 2022-07-14 |
| RO | Advising on securities | 2020-01-22 | 2022-07-14 |
| RO | Providing automated trading services | 2018-03-27 | 2022-07-14 |
| RO | Dealing in futures contracts | 2017-12-19 | 2022-07-14 |
| RO | Dealing in securities | 2017-12-19 | 2022-07-14 |
| Rep | Advising on corporate finance | 2014-04-07 | 2020-04-07 |
| Annum Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2013-12-24 | 2017-09-18 |
| RO | Advising on securities | 2013-12-24 | 2017-09-18 |
| RO | Asset management | 2013-07-05 | 2017-09-18 |
| I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2013-01-23 | 2017-12-19 |
| Rep | Dealing in securities | 2013-01-23 | 2017-12-19 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2011-11-14 | 2012-10-09 |
| Rep | Dealing in securities | 2011-11-14 | 2012-10-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2008-05-27 | 2011-05-11 |
| Rep | Advising on securities | 2008-03-28 | 2011-05-11 |
| Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2006-10-23 | 2008-01-10 |
| Rep | Advising on securities | 2004-11-29 | 2008-01-10 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-02-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2008-01-10 |
| Rep | Dealing in securities | 2003-04-01 | 2008-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2003-04-01 | 2008-01-10 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-01-10 |