Personnel Hong Kong SFC License Details (ID 108268)

Personnel Hong Kong SFC License Details (ID 108268)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Peakhouse Asset Management Limited	Rep	Advising on securities	2024-01-22	2025-01-17
	Rep	Asset management	2024-01-22	2025-01-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-01-16	2021-01-05
	Rep	Dealing in securities	2020-01-16	2021-01-05
HSBC GUYERZELLER FAR EAST LIMITED	RO	Advising on futures contracts	2005-11-10	2009-05-01
	RO	Dealing in securities	2004-12-22	2009-05-01
	RO	Advising on securities	2004-08-10	2009-05-01
	RO	Asset management	2004-08-10	2009-05-01