Personnel Hong Kong SFC License Details (ID 10830)

Personnel Hong Kong SFC License Details (ID 10830)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-07-26	2022-10-31
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-07-26	2022-10-31
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-24	2018-07-25
	Rep	Advising on corporate finance	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Advising on securities	-	2003-10-21
	Rep	Dealing in securities	-	2018-07-25
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	-	2003-10-21
	Rep	Asset management	-	2003-10-21
	Rep	Dealing in futures contracts	-	2003-12-12