Personnel Hong Kong SFC License Details (ID 108306)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2006-05-22	2009-03-29
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2005-04-26	2006-04-11
BEAR STEARNS ASIA LIMITED	Rep	Advising on corporate finance	-	2004-12-09
	Rep	Asset management	-	2004-12-09
	Rep	Providing automated trading services	-	2004-12-09
	Rep	Dealing in securities	-	2004-12-09
	Rep	Advising on securities	-	2005-04-20