Personnel Hong Kong SFC License Details (ID 108312)

Personnel Hong Kong SFC License Details (ID 108312)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
A. H. INTERNATIONAL LIMITED	RO	Dealing in securities	2007-03-13	2011-03-14
	RO	Advising on securities	2006-03-22	2011-03-14
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-17	2006-03-17
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-04-20	2006-03-17
TISCO SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Asset management	-	2004-02-11
	Rep	Dealing in securities	-	2004-03-30