Personnel Hong Kong SFC License Details (ID 108314)

Personnel Hong Kong SFC License Details (ID 108314)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2008-08-18	2009-03-02
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-11-16	2006-09-22
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2005-10-26	2006-09-22
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2005-08-24	2005-10-17
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-08-24	2005-10-17
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in futures contracts	-	2005-07-19
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-20
	Rep	Advising on securities	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in securities	-	2005-07-19