| FT Securities Limited | Rep | Advising on futures contracts | 2006-03-29 | 2008-03-26 |
| Rep | Advising on securities | 2006-03-29 | 2008-03-26 |
| Rep | Asset management | 2006-03-29 | 2008-03-26 |
| Rep | Dealing in futures contracts | 2006-03-29 | 2008-03-26 |
| Rep | Dealing in securities | 2006-03-17 | 2008-03-26 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | RO | Advising on futures contracts | - | 2005-03-03 |
| RO | Asset management | - | 2005-03-03 |
| RO | Providing automated trading services | - | 2005-03-03 |
| RO | Dealing in futures contracts | - | 2005-11-29 |
| ABN AMRO Clearing Hong Kong Limited | RO | Advising on futures contracts | - | 2005-03-03 |
| RO | Advising on securities | - | 2005-03-03 |
| RO | Providing automated trading services | - | 2005-03-03 |
| RO | Dealing in futures contracts | - | 2005-11-29 |
| RO | Dealing in securities | - | 2005-11-29 |
| ABN AMRO FINANCIAL PRODUCTS LIMITED | RO | Advising on corporate finance | - | 2005-03-03 |
| RO | Advising on securities | - | 2005-03-03 |
| RO | Asset management | - | 2005-03-03 |
| RO | Dealing in securities | - | 2006-02-20 |