Personnel Hong Kong SFC License Details (ID 10832)

Personnel Hong Kong SFC License Details (ID 10832)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WOCOM FOREIGN EXCHANGE CO. LIMITED	RO	Leveraged foreign exchange trading	2016-03-21	-
WOCOM INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2012-11-16	-
	RO	Asset management	2012-07-30	-
WOCOM FOREIGN EXCHANGE CO. LIMITED	Rep	Leveraged foreign exchange trading	2008-11-20	2016-03-21
WOCOM LIMITED (HK)	RO	Dealing in futures contracts	2008-05-05	-
WOCOM INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2006-02-02	2012-07-30
WOCOM LIMITED (HK)	Rep	Dealing in futures contracts	2005-07-22	2008-05-05
WOCOM SECURITIES LIMITED	RO	Dealing in securities	2005-05-10	-
	Rep	Dealing in securities	2005-04-06	2005-05-10
GRAND ONWARD SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2005-03-31
	RO	Advising on securities	2003-04-01	2005-03-31
	RO	Asset management	2003-04-01	2005-03-31
	RO	Dealing in securities	2003-04-01	2005-03-31