| VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2023-04-04 | 2024-08-14 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-09-22 | 2022-10-25 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-09-22 | 2022-10-25 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-08-12 | 2021-09-17 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-12 | 2021-09-17 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-05-28 | 2020-02-23 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-05-28 | 2020-02-23 |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2011-10-28 | 2014-05-12 |
| Funderstone Securities Limited | Rep | Dealing in securities | 2011-10-28 | 2014-05-12 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2010-07-20 | 2011-04-07 |
| Rep | Dealing in securities | 2007-09-12 | 2011-04-07 |
| BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2005-10-26 | 2008-03-03 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | - | 2004-01-09 |
| Rep | Advising on securities | - | 2004-01-09 |
| Rep | Asset management | - | 2004-01-09 |
| Rep | Dealing in securities | - | 2005-10-17 |