Personnel Hong Kong SFC License Details (ID 108359)

Personnel Hong Kong SFC License Details (ID 108359)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EFM ASSET MANAGEMENT LIMITED	RO	Asset management	2016-06-20	2020-03-19
Yunfeng Asset Management Limited	RO	Asset management	2011-05-18	2016-04-01
Religare Capital Markets (Hong Kong) Limited	RO	Dealing in securities	2008-07-24	2008-09-26
SFGHK Limited	RO	Dealing in securities	2007-09-25	2008-05-08
	Rep	Dealing in securities	2007-08-16	2007-09-25
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2004-04-14	2007-08-02
	Rep	Advising on corporate finance	-	2004-01-13
	Rep	Advising on securities	-	2004-01-13
	Rep	Asset management	-	2004-01-13
	Rep	Dealing in securities	-	2004-04-14