Personnel Hong Kong SFC License Details (ID 108429)

Personnel Hong Kong SFC License Details (ID 108429)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2024-10-02	2024-11-27
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2024-10-02	2024-11-27
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2006-04-20	2008-11-19
	Rep	Asset management	2006-04-20	2008-11-19
	Rep	Dealing in securities	2006-04-20	2008-11-19
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2004-08-20	2006-04-13
UKFP (Asia) HK Limited	Rep	Advising on corporate finance	-	2004-05-24
	Rep	Advising on securities	-	2004-08-16
	Rep	Asset management	-	2004-08-16
	Rep	Dealing in securities	-	2004-08-16