| MACQUARIE CAPITAL LIMITED | RO | Advising on corporate finance | 2014-12-02 | 2017-04-03 |
| RO | Dealing in securities | 2014-12-02 | 2017-04-03 |
| Macquarie Corporate (Hong Kong) Limited | RO | Advising on corporate finance | 2014-12-02 | 2017-04-03 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-10-07 | 2014-12-02 |
| Rep | Dealing in securities | 2013-10-07 | 2014-12-02 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-10-07 | 2014-12-02 |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-08-18 | 2011-08-31 |
| Rep | Advising on securities | 2008-08-18 | 2011-08-31 |
| Rep | Dealing in securities | 2008-08-16 | 2011-08-31 |
| RO | Dealing in securities | 2006-09-06 | 2008-08-16 |
| RO | Advising on corporate finance | 2006-09-06 | 2008-08-18 |
| RO | Advising on securities | 2006-09-06 | 2008-08-18 |
| Rep | Advising on corporate finance | 2005-04-14 | 2006-09-06 |
| Rep | Advising on securities | 2005-04-14 | 2006-09-06 |
| Rep | Dealing in securities | 2005-04-14 | 2006-09-06 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | - | 2005-02-15 |
| Rep | Advising on corporate finance | - | 2006-08-18 |
| Rep | Advising on securities | - | 2006-08-18 |