Au, Maureen 柯懿庭

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-10-28	2009-12-31
	Rep	Asset management	2004-10-28	2009-12-31
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2003-07-09	2004-06-01
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-10-28	2009-12-31
	Rep	Asset management	2004-10-28	2009-12-31
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2003-07-09	2004-06-01
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09