Personnel Hong Kong SFC License Details (ID 108451)

Personnel Hong Kong SFC License Details (ID 108451)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-04-28	-
VS Capital Limited	RO	Advising on corporate finance	2023-04-19	-
First Prosperous Asset Management Company Limited	Rep	Asset management	2022-05-03	2023-04-05
First Prosperous Capital Company Limited	RO	Advising on corporate finance	2021-11-25	2023-04-05
JINGHUI CAPITAL LIMITED	RO	Advising on corporate finance	2019-11-12	2021-07-31
Yunfeng Financial Markets Limited	RO	Advising on corporate finance	2018-07-12	2018-11-01
	Rep	Dealing in securities	2018-07-12	2018-11-01
	Rep	Advising on corporate finance	2011-10-04	2018-07-12
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2004-06-03	2011-09-14
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-01
	Rep	Advising on securities	2003-04-01	2003-09-01
	Rep	Asset management	2003-04-01	2003-09-01