| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2004-08-09 | 2009-03-31 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2004-04-06 | 2009-03-31 |
| Rep | Dealing in securities | 2004-04-06 | 2009-03-31 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2004-04-06 | 2009-03-31 |
| Rep | Dealing in futures contracts | 2004-04-06 | 2009-03-31 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | - | 2003-08-29 |
| Rep | Asset management | - | 2003-08-29 |
| Rep | Dealing in futures contracts | - | 2004-03-12 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2004-01-19 |
| Rep | Advising on securities | - | 2004-01-19 |
| Rep | Asset management | - | 2004-01-19 |
| Rep | Dealing in securities | - | 2004-03-12 |