Personnel SFC Licences and HKMA Registrations (ID 108536)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2019-11-25	-
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2009-05-25	2011-06-13
	Rep	Dealing in securities	2009-05-25	2011-06-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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