Personnel Hong Kong SFC License Details (ID 108652)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mason Securities Limited	Rep	Advising on corporate finance	-	2003-05-10
	Rep	Advising on securities	-	2003-05-10
	Rep	Asset management	-	2003-05-10
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-05-10
	Rep	Advising on securities	-	2003-05-10
	Rep	Asset management	-	2003-05-10