Personnel Hong Kong SFC License Details (ID 108731)

Personnel Hong Kong SFC License Details (ID 108731)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2018-12-05	2019-07-22
	Rep	Advising on corporate finance	2018-08-27	2018-11-26
LEHMAN BROTHERS ASIA LIMITED	RO	Advising on securities	2005-01-05	2005-06-16
LEHMAN BROTHERS ASIA HOLDINGS LIMITED	Rep	Advising on corporate finance	-	2003-08-21
	Rep	Advising on securities	-	2003-08-21
	Rep	Asset management	-	2003-08-21
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	-	2003-08-21
	Rep	Asset management	-	2003-08-21
	Rep	Providing automated trading services	-	2003-08-21
	Rep	Advising on corporate finance	-	2005-06-29
	Rep	Dealing in securities	-	2005-06-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Advising on securities	-	2003-08-21
	Rep	Asset management	-	2003-08-21
	Rep	Providing automated trading services	-	2003-08-21
	Rep	Advising on corporate finance	-	2003-09-04
	Rep	Dealing in securities	-	2005-06-29