Personnel Hong Kong SFC License Details (ID 108740)

Personnel Hong Kong SFC License Details (ID 108740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2012-06-26	2013-02-21
	Rep	Dealing in futures contracts	2012-06-26	2013-02-21
	Rep	Dealing in securities	2012-06-26	2013-02-21
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2011-09-23	2013-02-21
	Rep	Dealing in futures contracts	2011-09-23	2013-02-21
	Rep	Dealing in securities	2011-09-23	2013-02-21
FB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-03-28	2011-07-01
	Rep	Dealing in securities	2006-03-28	2011-07-01