Sun, Lu (SFC:AGF426) 孫璐 SFC Licences and HKMA Registrations (ID 108757)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TRIVEST ADVISORS LIMITED	RO	Asset management	2010-04-08	-
INDUS CAPITAL ADVISORS (HONG KONG) LIMITED	RO	Advising on securities	2007-08-21	2010-02-05
	Rep	Advising on securities	2007-03-07	2007-08-21
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-12
	Rep	Asset management	2003-04-01	2003-08-12
	Rep	Advising on securities	2003-04-01	2007-03-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.