Personnel Hong Kong SFC License Details (ID 108767)

Personnel Hong Kong SFC License Details (ID 108767)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard & Poor's Investment Advisory Services (HK) Limited	Rep	Advising on securities	2011-12-02	2012-10-31
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2004-09-06	2006-05-23
	Rep	Asset management	2004-09-06	2006-05-23
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2004-09-06	2006-05-23
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-11-18
	Rep	Asset management	-	2003-11-18
	Rep	Advising on securities	-	2004-09-04