| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| U&I Asset Management Limited | RO | Advising on securities | 2026-03-30 | - |
| RO | Asset management | 2026-03-30 | - | |
| RP ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-09-01 | 2026-01-31 |
| RO | Asset management | 2017-09-01 | 2026-01-31 | |
| RO | Dealing in securities | 2017-09-01 | 2026-01-31 | |
| China Point Asset Management Limited | RO | Advising on securities | 2015-04-17 | 2017-08-30 |
| RO | Asset management | 2015-04-17 | 2017-08-30 | |
| Glory Sun Securities Limited | RO | Dealing in securities | 2014-03-28 | 2015-02-28 |
| RO | Advising on securities | 2014-03-20 | 2015-02-28 | |
| RO | Asset management | 2014-03-20 | 2015-02-28 | |
| Rep | Dealing in securities | 2013-11-22 | 2014-03-28 | |
| CNCB (Hong Kong) Capital Limited | RO | Advising on securities | 2012-11-16 | 2013-11-11 |
| RO | Asset management | 2012-11-16 | 2013-11-11 | |
| Rep | Advising on securities | 2012-09-10 | 2012-11-16 | |
| Rep | Asset management | 2012-09-10 | 2012-11-16 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Dealing in securities | 2011-12-19 | 2012-06-28 |
| CENTALINE WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2010-04-16 | 2011-06-25 |
| RO | Asset management | 2010-04-16 | 2011-06-25 | |
| RO | Dealing in securities | 2010-04-16 | 2011-06-25 | |
| ANGUS MOORE LIMITED | RO | Advising on securities | 2007-05-08 | 2009-08-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-01-19 | |
| Rep | Advising on securities | 2003-04-01 | 2004-01-19 | |
| Rep | Asset management | 2003-04-01 | 2004-01-19 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-05-01 |
No HKMA registrations in the collected records.