Personnel Hong Kong SFC License Details (ID 108784)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
U&I Asset Management Limited	RO	Advising on securities	2026-03-30	-
	RO	Asset management	2026-03-30	-
RP ASSET MANAGEMENT LIMITED	RO	Advising on securities	2017-09-01	2026-01-31
	RO	Asset management	2017-09-01	2026-01-31
	RO	Dealing in securities	2017-09-01	2026-01-31
China Point Asset Management Limited	RO	Advising on securities	2015-04-17	2017-08-30
	RO	Asset management	2015-04-17	2017-08-30
Glory Sun Securities Limited	RO	Dealing in securities	2014-03-28	2015-02-28
	RO	Advising on securities	2014-03-20	2015-02-28
	RO	Asset management	2014-03-20	2015-02-28
	Rep	Dealing in securities	2013-11-22	2014-03-28
CNCB (Hong Kong) Capital Limited	RO	Advising on securities	2012-11-16	2013-11-11
	RO	Asset management	2012-11-16	2013-11-11
	Rep	Advising on securities	2012-09-10	2012-11-16
	Rep	Asset management	2012-09-10	2012-11-16
AXA CHINA REGION INVESTMENT SERVICES LIMITED	RO	Dealing in securities	2011-12-19	2012-06-28
CENTALINE WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2010-04-16	2011-06-25
	RO	Asset management	2010-04-16	2011-06-25
	RO	Dealing in securities	2010-04-16	2011-06-25
ANGUS MOORE LIMITED	RO	Advising on securities	2007-05-08	2009-08-28
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2004-01-19
	Rep	Advising on securities	2003-04-01	2004-01-19
	Rep	Asset management	2003-04-01	2004-01-19
	Rep	Dealing in securities	2003-04-01	2004-05-01