Personnel Hong Kong SFC License Details (ID 108792)

Personnel Hong Kong SFC License Details (ID 108792)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Advising on securities	2004-01-28	2005-05-04
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-07-17	2003-10-30
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-07-17	2003-12-01
VC BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2003-07-16
	Rep	Advising on securities	-	2003-07-16
	Rep	Asset management	-	2003-07-16
	Rep	Providing automated trading services	-	2003-07-16
	Rep	Dealing in securities	-	2003-07-16
VC FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-07-16
	Rep	Asset management	-	2003-07-16
	Rep	Dealing in futures contracts	-	2003-07-16