| M SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2006-04-19 | 2010-01-01 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-02-17 | 2006-03-12 |
| SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-07-31 |
| Rep | Asset management | - | 2003-07-31 |
| Rep | Providing automated trading services | - | 2003-07-31 |
| Rep | Dealing in futures contracts | - | 2003-07-31 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-07-31 |
| Rep | Advising on securities | - | 2003-07-31 |
| Rep | Asset management | - | 2003-07-31 |
| Rep | Providing automated trading services | - | 2003-07-31 |
| Rep | Dealing in securities | - | 2003-07-31 |