Personnel Hong Kong SFC License Details (ID 108799)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Advising on futures contracts	2015-03-18	2017-06-29
	Rep	Dealing in futures contracts	2015-03-18	2017-06-29
	Rep	Advising on securities	2015-01-28	2017-06-29
	Rep	Dealing in securities	2015-01-28	2017-06-29
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2003-07-30	2005-10-05